Municipal Securities Underwriters Pay a Total of $325,000 in Fines
The Securitiesand Exchange Commission announced today that NASD RegulationInc. censured and fined 21 securities firms for violationsof Rule G36 of the…
SEC CHAIRMAN ARTHUR LEVITT, IOWA OFFICIALS TO HOLD INVESTORS’ TOWN MEETING IN DES MOINES
On Friday, November 21, U.S.Securities and Exchange Commission Chairman Arthur Levitt, U.S.Representative Greg Ganske, and Craig Goettsch, Iowa’sSuperintendent…
Your Social Security check could go up another $71 next year. That’s not necessarily good news.
A higher COLA is a sign that persistent inflation isn’t going anywhere. Source：MarketWatch
Joint Readout of Principals’ Meeting of U.S. and UK Authorities Regarding Central Counterparty Resolution
Senior officials from the Securities and Exchange Commission, Federal Deposit Insurance Corporation, Commodity Futures Trading Commission, Federal Reserve…
India launches tokenized bond pilot with $107M issued
SEBI said later phases of Demat 2.0 will introduce secondary trading and open the tokenized bonds to retail investors. Source：Cointelegraph
Revised CLARITY Act targets ‘non-decentralized’ DeFi operators
The bill’s ethics section remained largely unchanged despite being one of the main points of contention ahead of a pivotal Senate vote. Source：Cointelegraph
India starts tokenizing $620 billion corporate bond market with digital rupee settlement
SEBI’s Demat 2.0 pilot turns corporate bonds into digital tokens and settles payment through the RBI’s wholesale digital rupee, with secondary trading and…
ESMA warns growing crypto ties could amplify risks to traditional finance
The EU securities regulator flagged tokenized equities, DeFi exploits and prediction markets as areas where growing crypto ties could pose risks to the broader…
Why a new SEC plan could ease a legal headache for tokenized securities
The SEC's new proposal to overhaul transferagent rules could eliminate duplicate offchain shareholder records, reducing reconciliation costs and legal…
UK House of Lords backs mandatory digital asset strategy over Labour position
The amendment would require the UK Treasury to develop a strategy covering cryptoassets, stablecoins, tokenized securities and digital financial…
SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme
The Securities and Exchange Commission today charged Ernest Ossei Boateng and two New Jerseybased companies he controls, Intercontinental Wealth Network LLC…
The future of retirement: Work until you die
Social Security, once seen as “oldage insurance,” will eventually disappear, this author predicts. Source：MarketWatch