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SEC Censures OTC Link LLC for Repeated Compliance Failures Related to Regulation SCI

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The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled…

Source：SEC Press Releases

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Source：https://www.sec.gov/newsroom/press-releases/2026-91-sec-censures-otc-link-llc-repeated-compliance-failures-related-regulation-sci